Kotter's 8-Step Change Model
Kotter's 8-step change model is a prescriptive process created by John P. Kotter for leading organizational change, first set out in Leading Change (1996). It runs from creating a sense of urgency to anchoring new approaches in the culture. In Accelerate (2014), Kotter recast the steps as eight concurrent accelerators run by a network alongside the hierarchy.
Quick facts
- Originator
- John P. Kotter, Harvard Business School
- Year / source
- 1995, "Leading Change: Why Transformation Efforts Fail" (Harvard Business Review); 1996, Leading Change; 2014, Accelerate
- Type
- Steps (a sequence in 1996; concurrent accelerators in 2014)
- Focus
- Organizational, led by a guiding coalition
- Elements
- 8 steps (1996) or 8 accelerators (2014)
- Best for
- Building and sustaining momentum for large, sponsor-led change
- Exam relevance
- APMG CM Foundation, Organizational Context & Approach (OA0204)
Model at a glance
- Create urgency — 1996: Establish a sense of urgency
- Build a guiding coalition — 1996: Create the guiding coalition
- Form a strategic vision — 1996: Develop a vision and strategy
- Enlist a volunteer army — 1996: Communicate the change vision
- Remove barriers — 1996: Empower broad-based action
- Generate short-term wins — 1996: Generate short-term wins
- Sustain acceleration — 1996: Consolidate gains and produce more change
- Institute change — 1996: Anchor new approaches in the culture
What are the 8 steps of Kotter's change model?
In Leading Change (1996), Kotter set out eight steps, each answering a mistake he had seen leaders make in his 1995 Harvard Business Review article:
- Establish a sense of urgency. Help enough people see why the status quo is no longer acceptable.
- Create the guiding coalition. Assemble a group with the position, expertise and credibility to lead the change.
- Develop a vision and strategy. Describe where the change is going and how it will get there.
- Communicate the change vision. Repeat it through every channel, and have leaders model it.
- Empower broad-based action. Remove obstacles such as structures, systems and managers that block the new way.
- Generate short-term wins. Plan visible improvements early, and recognize the people who made them.
- Consolidate gains and produce more change. Use the credibility of early wins to tackle bigger problems.
- Anchor new approaches in the culture. Connect the new behaviors to results and to how people are selected and promoted.
The first four steps loosen the current state, steps 5 to 7 introduce new practices, and step 8 makes them stick.
Kotter's 8-step change model is therefore a leadership sequence for the organization, not a plan for each individual.
How did Kotter update the model in Accelerate (2014)?
In a 2012 Harvard Business Review article and the 2014 book Accelerate, Kotter argued that a traditional hierarchy runs today's business reliably but is too slow for strategic change. He proposed a dual operating system: the hierarchy keeps running operations, while a second, network-like structure works alongside it on strategic initiatives.
The eight steps became eight accelerators, in Kotter Inc.'s current labels: create a sense of urgency, build a guiding coalition, form a strategic vision, enlist a volunteer army, enable action by removing barriers, generate short-term wins, sustain acceleration, and institute change.
Three differences matter most:
- The accelerators run concurrently and continuously, not as a one-off sequence.
- Urgency is built around an opportunity rather than a crisis.
- The network is powered by a volunteer army drawn from many levels, not by a small senior team.
Kotter also set out principles for the network, including many change agents rather than the usual few, and engaging both head and heart.
Kotter's 8-step change model in its 2014 form is therefore a continuous capability, not a project with an end date.
How do you apply Kotter's model in practice?
Harbourside Council wants residents to apply for permits online instead of at the counter.
- Urgency: the director shares waiting times and complaint data with staff, and frames the change as a chance to free counter time for complex cases.
- Coalition: service managers, a counter supervisor, an IT lead and a respected caseworker form the guiding group.
- Vision: "Most permits decided online within five days; staff time spent where residents need a person."
- Communication: team briefings, a short demonstration and leaders using the new process themselves.
- Barriers: the coalition removes a rule that still required paper signatures.
- Short-term wins: one permit type goes online first, and its results are shared.
- Consolidation: the remaining permit types follow, using lessons from the first.
- Culture: online decision time becomes a team measure, and new starters learn the online process first.
The steps overlap in practice; communication and barrier removal continue throughout.
Kotter's 8-step change model works best in this way, as a checklist of leadership conditions that stay active, not as boxes ticked once.
What are common mistakes when using Kotter's model?
Kotter's own 1995 article lists the errors the steps are meant to prevent. Several recur in practice:
- Too little urgency. Leaders move to planning before enough people accept that change is needed.
- A coalition in name only. The group lacks the authority or credibility to remove real barriers.
- Under-communicating the vision. A launch event and an intranet page are treated as enough.
- Declaring victory too soon. Early wins are celebrated as the finish line, and old habits return.
- Skipping the culture step. New behaviors are never tied to how people are measured, hired and promoted.
A further mistake is treating the model as a strict sequence that ends at step 8, which Kotter himself moved away from in Accelerate.
Kotter's 8-step change model is therefore most useful as a diagnostic of what is missing, not only as a plan.
What are the limitations of Kotter's model?
The model's strengths are real: it is easy to communicate, it names leadership work that projects often neglect, and its steps are widely recognized by sponsors.
Its limitations are also well documented:
- Evidence base. A review by Appelbaum and colleagues (2012) found that the model rests largely on Kotter's own business and research experience. Most steps found support in the literature, but no formal study had tested the model as a whole.
- Top-down and linear (1996 form). The original steps assume that a senior coalition sets the direction and others follow. Accelerate addresses this in part.
- Little on the individual experience. The model says what leaders should do, not how each person moves through loss, learning and adoption. It is often paired with an individual model such as ADKAR® or Bridges' transition model.
- Urgency can backfire. Pushed as fear, it can raise anxiety and resistance rather than energy.
Kotter's 8-step change model is therefore best combined with an individual change model and with measures of adoption.
Kotter's model vs. Lewin's three-stage model: what is the difference?
| Kotter's 8-step model | Lewin's three-stage model | |
|---|---|---|
| Originator | John P. Kotter (1996; 2014) | Kurt Lewin (1947), as later developed by others |
| Structure | Eight steps, or eight concurrent accelerators | Three stages: unfreeze, change, refreeze |
| Level of detail | Specific leadership actions for each step | A broad frame with few prescribed actions |
| Emphasis | Leadership, coalition and momentum | Disturbing and then stabilizing an equilibrium |
| Rough mapping | Steps 1–4 unfreeze, 5–7 move, 8 refreezes | Each stage spans several of Kotter's steps |
Kotter's model can be read as a detailed leadership version of Lewin's three stages; Lewin gives the frame, Kotter gives the actions.
Exam focus
At Foundation level (OA0204) expect recall of the eight steps in order and comprehension of how Accelerate differs: accelerators run concurrently, through a dual operating system, powered by a volunteer army, with urgency built around a big opportunity. A common trap mixes the 1996 and 2014 label sets or places short-term wins before broad-based action. Practice in the Organizational Context & Approach domain set.
Practise this syllabus area →FAQ
What are Kotter's 8 steps in order?
In Leading Change (1996) the steps are: establish a sense of urgency, create the guiding coalition, develop a vision and strategy, communicate the change vision, empower broad-based action, generate short-term wins, consolidate gains and produce more change, and anchor new approaches in the culture.
What is the difference between Kotter's 8 steps and the 8 accelerators?
The 8 steps (1996) are presented largely as a sequence led by a guiding coalition. The 8 accelerators (2014) cover similar ground but run at the same time and keep running, through a volunteer network that works alongside the hierarchy. Urgency is also built around an opportunity rather than a crisis.
What is Kotter's dual operating system?
A dual operating system is Kotter's proposal to run a network-like structure alongside the traditional hierarchy. The hierarchy keeps operations reliable, while the network, staffed by volunteers from many levels, moves faster on strategic change. It is not a matrix organization with two reporting lines.
Should I use Kotter's model or ADKAR®?
They work at different levels. Kotter's model guides what leaders do to move an organization, while ADKAR® describes what each person needs to change. Many change managers use Kotter's steps to structure the leadership effort and ADKAR® to diagnose where individuals are stuck.
Is Kotter's model evidence-based?
Only partly. The model grew out of Kotter's observation of organizations rather than controlled studies. A 2012 review by Appelbaum and colleagues found support for most individual steps but little testing of the model as a whole. It is best treated as a practitioner framework.
Sources
- Kotter, J. P. (1995). Leading Change: Why Transformation Efforts Fail. Harvard Business Review, March–April 1995.
- Kotter, J. P. (1996). Leading Change. Harvard Business School Press (reissued 2012 with a new preface, Harvard Business Review Press).
- Kotter, J. P. (2012). Accelerate! Harvard Business Review, November 2012; expanded as Accelerate: Building Strategic Agility for a Faster-Moving World (2014), Harvard Business Review Press.
- Appelbaum, S. H., Habashy, S., Malo, J.-L. & Shafiq, H. (2012). Back to the future: revisiting Kotter's 1996 change model. Journal of Management Development, 31(8), 764–782.
- APMG International — Change Management certification (syllabus topic OA0204)
- Last reviewed